One Platform for Marketing and Compliance Teams to Move Faster & Stay Compliant

StarCompliance (Star), a global leader in employee compliance technology solutions, announced the launch of its AI-Assisted Marketing Compliance Review solution, a powerful new capability designed to help marketing and compliance teams proactively manage regulatory risks tied to promotional content.

Star’s latest solution marks a key milestone in the company’s commitment to innovation. It streamlines marketing and advertising review by using AI to detect unsubstantiated claims and misrepresentations, helping firms reduce bottlenecks and deliver compliant communications at scale.

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“In today’s rapidly evolving regulatory environment, marketing and compliance teams need tools that not only reduce review time but ensure materials meet FINRA and SEC guidelines,” said Kelvin Dickenson, Chief Product Officer at Star. “This solution streamlines workflows, enhances oversight, and gives firms the confidence to move quickly while staying compliant.”

Key benefits include:

• AI-Assisted Reviews: Automatically flags risks and where necessary, recommends firm-approved disclosures from a client’s curated library.
• Configurable Intake & Assignment: Route review submissions based on fund type or regulatory framework.
• Multi-Format Support: Upload PowerPoint, Word, Excel, PDF, and more.
• In-App Collaboration: Comment, edit, and compare versions side-by-side.
• Disclosure Library: Suggest the addition of approved disclosure language during reviews.
• Centralized Oversight: Maintain one source of truth with full version history and audit trails.

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Market Compliance Discussion

As part of Star’s leadership on issues facing the compliance community, the company will host a webinar, Marketing Review Made Easy: AI Tools for FINRA & SEC Compliance on June 18, 2025, at 11 AM EST. They’ll examine how automated marketing reviews are transforming the way firms are managing and adhering to regulatory guardrails.